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Review by Nancy Kwak
The Empire State: A History of New York
Edited by Milton Klein, Professor Emeritus of History at
the University of Tennessee, Knoxville
Contributors:
Paula Baker, University of Pittsburgh
Edward Countryman, Southern Methodist University
L. Ray Gunn, University of Utah
Ronald W. Howard, Mississippi College
Oliver Rink, California State University at Bakersfield
Joel Schwartz, Montclair State University
Cornell University Press
and the
New York State Historical Association
Hardback
864pp
6 tables, 1 map, 20 line drawings, 80 halftones, 16-page
color insert
ISBN: 0-8014-3866-7 $45.00 |
|
At once iconographic and exceptional, New York history
consistently eludes scholars’ attempts to tell its story in a
single slim volume. Milton Klein’s most recent effort is no
exception, although his mammoth 837-page The
Empire State: A History of New York shrinks
in comparison to predecessor Herbert L. Osgood’s four-volume
series, or Alexander Flick’s weighty ten-volume version.
Nonetheless, Klein masterfully connects the contributions of his
six writers with two techniques: first, all seven parts of the
book connect local and state developments with larger national
and international trends while noting cause and effect; second,
all writers integrate political, economic, and social history
and likewise pay close attention to the diversity of viewpoints
attendant in each. The result is a staggering compendium of the
major debates and narratives in New York State history to date.
The volume is neatly organized in seven parts, with varying
numbers of chapters within each part. Organized along
chronological lines, the story begins in 1609 with the formation
of the Iroquois Longhouses and finishes with some thoughts on
recent elections and budgetary debates within the Pataki
administration as well as the role of New York in the global
economy. The last hundred pages are devoted to a detailed
bibliography on selected primary and secondary resources, and
are structured along the same chronological guidelines as the
previous seven parts. This last portion provides a particularly
valuable guide to the historiography behind the narrative, and
compensates for the lack of footnotes throughout the main text.
The narrative portion of the text begins with a first chapter by
Oliver Rink, a historian most well known for his work on Dutch
New York. The first paragraphs sweep across a broad span of
history, and offer an overview of the development of Iroquois
society up to the seventeenth century before delving into the
specifics of the 1600s. Rink carefully notes the power
differentials that emerged between the Iroquois Confederacy and
their neighboring Algonquian groups; although he momentarily
slips into anthropological discussion of “the common practices
and beliefs of the indigenous peoples of New York,” Rink
generally pays close attention to the political maneuverings of
specific interest groups as he narrates the rise of the fur
trade and the Beaver Wars. Referring to Alfred Crosby’s seminal
1972 Columbian
Exchange, Rink applies the study of “virgin soil epidemics,”
plants, animals, and disease to assess the relative strengths of
different Native American groups; he likewise narrates the
ecological development of New York’s natural resources,
including an especially helpful evolutionary explanation of the
Hudson River.
Successive chapters on the Dutch are remarkable in their
attention to nuance and subtlety. Rink calls to attention the
rich diversity of residents in their settlements, and notes that
in one sample of the late 1650s, up to 25 percent of the
residents were listed as “foreign.” In addition to a
reconstruction of the history of Dutch slaves, levels of
bondage, and the much disputed practice of “half freedom,” Rink
also notes the details of agricultural production, food
consumption, and the evolution of family law, as well as the
consequences such niceties might have on the lives of Dutch
women. In this way, Rink’s descriptions provide a much-needed
Dutch counterpart to the British folkways of David Hackett
Fischer’s Albion’s
Seed. In fact,
the neglect of Dutch sources is an interesting story in its own
right, one that Rink tells in the “Selected Readings” portion of
the book. (Particularly memorable is Rink’s note about a set of
West India Company records sold off as scrap paper in the
1820s.)
The second part of the book begins in 1664, the date the Duke of
York and Albany was issued a grant including the then Dutch
colony of New Netherland. While overlapping in time period with
the previous section, Ronald Howard explores the more internal
aspects of colonial politics, emphasizing the characteristics of
governors Richard Nicolls, Francis Lovelace, Edmund Andros, and
Thomas Dongan, as well as the impact of the Duke’s Laws on the
structure of government itself. Eventually, class tensions
climax in Leisler’s Rebellion, and Howard includes a useful
summary of the major historiographic debates surrounding the
exact nature and causes of Jacob Leisler’s two-year rule. After
Leisler’s demise, Howard narrates the ways in which the British
attempt to Anglicize a dangerously diverse New York;
Anglicization is attributed less to such prominent individuals
as Lord Cornbury, and more to the “slow but steady expansion of
British commerce and English common law.”
Despite his strong interest in political history, Howard does
not neglect economic or social issues, as is evidenced by his
discussion of slavery, immigration, and the relationship between
industry and class relations. When narrating the social context
of colonists’ day-to-day existence, Howard includes descriptive
passages on education and the culture of drink, as well as
references to historian Richard Bushman’s work on refinement.
Perhaps the weakest portion of Howard’s writing is on women and
minorities on the eve of revolution, with such simplistic
comments as, “For Native Americans as well as African Americans,
the coming of the American Revolution meant little. In the end,
it turned out to be a white man’s conflict, with a peace that
would bring no lasting benefit to either minority.” Overall,
however, Howard’s deft handling of economic and political
development during this period is well worth the read.
Edward Countryman launches the next portion of the story in his
chapters on revolution and statehood. A well-respected historian
on precisely this period in American history, Countryman leads
readers through the text with crisp prose and tight
organization. Countryman outlines the war in three
interconnected strands: first, important interest groups should
be identified; second, the chronology of the war itself needs to
be laid out; and third, the leadership of the new republican
order requires explanation. Throughout all three, Countryman
argues the American Revolution truly was “a revolution for all
New Yorkers.” (230) His rich descriptions of coalitions such as
the Iroquois Confederacy or Black New Yorkers provide a much
fuller understanding of internal divisions and debates. All New
Yorkers were affected, but no group had a single response.
After the conclusion of revolutionary fighting, residents
struggled to erect new forms of local and state government. Here
Countryman’s use of illustrations and maps is particularly
helpful in depicting the transitions experienced by New Yorkers
at the time. New York gradually expanded from three strips of
land along Long Island Hudson Valley, and Mohawk Valley to its
current dimensions, and as the state grew, so also did its
capacity for change. The construction of the Erie Canal marked
the end of New York’s frontier stage, and New York City would
begin its rise to the top of the national hierarchy.
Antebellum society and politics marked the rapid transition of
New York into the exceptional place of Milton Klein’s
introduction. New York was in no way typical, according to third
contributor L. Ray Gunn; it led the country in industry,
commerce, and sheer population while also being one of the first
places to undergo concomitant social changes. Transitioning from
the canals of Countryman’s chapters to rails, Gunn explains how
train service began first to supplement the water-based system
in the mid-1800s, and post-1851, how they actually competed with
the same.
Gunn, a historian of the early republic and Jacksonian era,
shifts the focus to commercial and economic development within
the state. Applying Charles Sellers’ ideas about the market
revolution to the particularities of New York, Gunn explores
larger trends while noting the rise of class identification and
the beginnings of labor agitation amongst workers of the Empire
State. Gender roles came into play with the division of labor,
and women often assumed social welfare positions of childcare
and homemaking. Gunn is careful to include a clear explication
of the rise of domesticity in the context of such labor
developments and the trend towards physical separation of work
and home. These same women then seized social power through
evangelical and reform movement such as sabbatarianism,
temperance, and most importantly, abolitionism in the 1820s and
1830s.
Gunn applies an equally steady hand to his explanations of the
rise of print and commercial popular culture, including a
literature review and discussion of the Hudson River School of
painting, all the while arguing that “New York was both a
beneficiary of these trends and a catalyst in the broader
cultural transformation of which they were a part.” Only after
the emergence of the second party and the formation of the
Republican Party (solidified within New York State by the 1856
election) did slavery become increasingly prominent not only in
national politics but also in state elections.
Paula Baker begins her description of the climax to Civil War in
her oddly named section on “The Gilded Age” from 1860 to 1914.
Despite the disconcerting periodization, Baker does an excellent
job of illuminating the rise of pro-union sentiment in New York
City, as well as the conflicts within the state about the right
policies and approaches to war. Commendable attention is paid to
the context in which Gotham’s infamous draft riots occurred, as
well as to its aftermath. Reconstruction gets proportionally
less treatment; instead, Baker highlights the rise of
nineteenth-century urban corruption and the rise of the Grange
movements.
Baker’s real strength, of course, is in her understanding of
histories of social policy, and of the intersection of gender
within labor and political histories. Much of the narrative on
the late-nineteenth century focuses on developments in New York
City, especially as Baker narrates the efforts of female labor
activists and suffragettes. Here Baker seems to follow the
argument of her earlier book (The Moral Frameworks of Public
Life: Gender, Politics, and the State in Rural New York
1870-1930) in
weaving together male and female political worlds in the
late-nineteenth century. Likewise does she include fuller
descriptions of the motives and experiences of southern
immigrants to New York by embracing Theda Hunter’s research on
urban black female labor and leisure. Baker concludes with a nod
to “the new rural history” in her comments on “reforming the
countryside.”
Joel Schwartz seamlessly continues the Progressive story with
his chapters on “The Triumph of Liberalism” from 1914 to 1945
and “The Empire State in a Changing World” from 1945 to 2000.
Throughout the earlier years of war and depression, progressive
reformers “were able nonetheless to intensify the government
intervention and private-sector initiatives that made New York
the leader of the states in social betterment.” This triumph
would be short-lived, as the last half of the twentieth century
witnessed New York’s voyage through a slow urban and
manufacturing decline, a convulsive period of social upheaval,
and the mixed bag of what Schwartz calls “uneven recovery.”
Throughout this 75 year-long story, Schwartz does a particularly
excellent job at including specific place-based histories, and
he is quick to note the unique characteristics of Buffalo’s
suburbs, for instance, while also acknowledging larger trends
for the region and national tendencies toward suburbanization.
From beginning to end, Schwarz demonstrates an impressive
knowledge of the variety of economic and social experience
particular to different regions, suburbs, and cities within the
state; nowhere do you feel that the narration has slipped into a
simple and generalized national story. Baby boomer education
becomes a story of Ossining and Long Beach’s gifted student
programs; racial tensions in public housing provision become a
problem not only for New York City’s Mayor Robert Wagner, but
also for Syracuse’s Mayor William Walsh. Schwartz’s astonishing
command of detail offers readers a deeper historical
understanding of the sheer variety of local experiences, as well
as a coherent narrative in which to fit such tales about the
Empire State.
Milton Klein’s accomplishments in publishing such a
well-synthesized, comprehensive, rich narrative of New York
State’s history are indeed something to be applauded.
Undoubtedly this compilation will become a standard reference
for many scholars and teachers.
Nancy Kwak
Nancy H. Kwak is a PhD. candidate in History at Columbia
University. Her current work includes constructing an
international comparative history of public housing policy. |